Adventures in Compliance
Business og økonomiDo you love the world's greatest consulting detective? If you do and you practice compliance, this is the podcast for you. In this periodic podcast series, Tom Fox, the Compliance Evangelist and the Voice of Compliance, explores the intersection of Sherlock Holmes and compliance. He uses the Holmes oeuvre to discuss key points of any best practices compliance program, business ethics and corporate culture. So sit back, listen in as the game is afoot.
Siste episoder av Adventures in Compliance podcast
- The Novels - The Valley of Fear, Root Cause Analysis: Uncovering Deep-Seated Issues in Corporate Compliance (00:22:37)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season, Tom will take a deep dive into each novel over a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For the month of August, we conclude this Season with a deep dive into the least well-known of the Sherlock Holmes novels, The Valley of Fear. Timothy and Fiona return to explore how Sherlock Holmes' methods in 'The Valley of Fear' can be applied to modern corporate compliance. By examining five key lessons from Holmes' approach, distinguishing symptoms from causes, expanding the scope of investigation, tracing the chain of causation, evaluating the role of fear and culture, and ensuring remediation aligns with root causes. Timothy and Fiona provide invaluable insights for anyone dealing with complex problems. This episode is essential for compliance professionals and anyone looking to delve deeper into systemic failures and long-lasting solutions. Key highlights: Lesson 1: Distinguishing Symptom from Cause Lesson 2: Look Beyond the Obvious Suspects Lesson 3: Trace the Chain of Causation Lesson 4: Consider the Role of Fear and Culture Lesson 5: Ensure Remediation Aligns with the Root Cause Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - The Valley of Fear, Whistleblowers and Corporate Compliance (00:20:11)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season, Tom will take a deep dive into each novel over a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For August, we conclude this Season with a deep dive into the least well-known of the Sherlock Holmes novels, The Valley of Fear. Timothy and Fiona return in Part 3 of our series on Sir Arthur Conan Doyle’s novel ‘The Valley of Fear’ to draw parallels with contemporary corporate challenges. Their discussion highlights how the novel’s depiction of fear, secrecy, and intimidation in a terror-ruled society resembles modern-day corporate environments where employees hesitate to speak up about issues due to fear of retaliation. Some of the key points they debate include the importance of anonymity, protection from retaliation, continuous communication with whistleblowers, and building a speak-up culture. These elements are identified as vital for effective compliance programs and fostering an environment of trust and integrity. Key highlights: Connecting Fiction to Modern Corporate Challenges The Role of Whistleblowers in Corporate Compliance The Importance of Anonymity Protection from Retaliation Building a Speak-Up Culture Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - The Valley of Fear, Sherlock Holmes’ Investigative Techniques for Today’s Challenges (00:16:49)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season, Tom will take a deep dive into each novel over a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For the month of August, we conclude this Season with a deep dive into the least well-known of the Sherlock Holmes novels, The Valley of Fear. In Part 2, Timothy and Fiona return to continue our exploration of The Valley of Fear, where we delve into five key investigative lessons from Sherlock Holmes. Discover how Holmes’ methods of questioning initial facts, emphasizing collaborative efforts, maintaining patience, keeping a big-picture perspective, and communicating findings effectively can be applied to modern corporate and personal challenges. Learn to approach information gathering with meticulous scrutiny and uncover bigger truths hidden in the details. Key highlights: Sherlock Holmes’ Relevance Today Lesson 1: Question Everything Lesson 2: Investigative Cooperation Lesson 3: Patience and Persistence Lesson 4: Big Picture Perspective Lesson 5: Effective Communication Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - The Valley of Fear, Introduction and Compliance Lessons Learned (00:20:07)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season, I will take a deep dive into each novel over a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For the month of August, we conclude this season with a deep dive into the least well-known of the Sherlock Holmes novels, The Valley of Fear. In this episode, Timothy and Fiona explore unconventional wisdom for modern corporate compliance by examining Sir Arthur Conan Doyle’s classic detective novel, The Valley of Fear. They discuss how Sherlock Holmes’ investigative strategies, like proactive scenario analysis, understanding complex interconnections, and creating robust internal controls, can enhance compliance practices. The episode emphasizes the importance of continuous monitoring, protecting whistleblowers, upholding ethical leadership, and embracing a culture of continuous improvement, drawing parallels between Holmes’ methods and practical compliance management. Key highlights: Introduction and the Story Sherlock Holmes and Corporate Compliance Holmes’ Proactive Scenario Analysis Continuous Monitoring and Vigilance Ethical Leadership and Corporate Governance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - The Hound of the Baskervilles: Uncovering M&A Compliance Lessons (00:14:15)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over the course of this season, Tom Fox will take a deep dive into each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For the month of July, we are considering lessons from The Hound of the Baskervilles. Today, Timothy and Fiona are back to consider the pre- and post-acquisition M&A lessons from the novel. This episode explores the fascinating parallels between Sir Arthur Conan Doyle’s ‘The Hound of the Baskervilles‘ and modern corporate compliance. By examining Sherlock Holmes’ meticulous investigative methods, we gain critical insights into due diligence, compliance integration, and forensic investigations. Discover how to apply Sherlockian principles to proactively prevent corruption, foster an ethical corporate environment, and transform potential liabilities into assets. We break down these ideas into three stages: pre-acquisition due diligence, post-acquisition training and integration, and the handling of forensic investigations when issues arise. Highlights include: Pre-Acquisition Due Diligence: The Sherlockian Approach Post-Acquisition Integration: Building a Baskerville Hall of Compliance Forensic Investigations: Swift and Evidence-Based Responses Conclusion: Applying Sherlockian Insights to Modern Compliance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Sherlock Holmes, The Novels with an introduction by Michael Dirda Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - The Hound of the Baskervilles: Uncovering Compliance - Lessons from The Hound of the Baskervilles (00:16:20)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season Tom will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For the month of July we are considering lessons from The Hound of the Baskervilles. Fiona and Timothy are back to extract five key compliance lessons from the story, including combating complacency, effective data use, maintaining objectivity, transparent communication, and ethical culture. These principles, drawn from a Victorian mystery, prove profoundly relevant for modern corporate compliance. Highlights include: Overview of Compliance Lessons from Sherlock Holmes Lesson 1: Avoiding Complacency Lesson 2: Power of Effective Data and Evidence Lesson 3: Independence and Objectivity Lesson 4: Transparent Communication and Reporting Lesson 5: Importance of Culture and Ethics Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Sherlock Holmes, The Novels, with an introduction by Michael Dirda Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Hound of the Baskervilles - Introduction and Compliance Lessons Learned (00:19:37)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. In this episode (and for the entire month of July) we focus on the most famous Holmes novel 'The Hound of the Baskervilles.' Timothy and Fiona are back to explore the key elements of the novel, connecting them with compliance themes and investigative techniques. They dissect the storyline, reveal insights, and discuss timeless lessons in rational thinking, the perils of unquestioned beliefs, and the power of meticulous observation and teamwork. Additionally, Tom invites listeners to provide feedback on the use of AI voices and offers to help those interested in starting their podcasts. Highlights Include · Deep Dive into The Hound of the Baskervilles · The Mysterious Case Unfolds · Holmes' Investigation and Revelations · Lessons from The Hound of the Baskervilles Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Sherlock Holmes, The Novels with an introduction by Michael Dida Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Sign of Four - Holmes Revealed: Communication and Training Insights (00:20:59)
In this new season of Adventures in Compliance, we take a deep dive into the Sherlock Holmes novels. Today, we conclude our four-part exploration of the novel The Sign of Four with a deep dive into communication and training lessons for the compliance professional. Timothy and Fiona dissect Holmes’ meticulous methods of deduction, uncovering essential strategies for clear, effective, and engaging communication. Key topics include forensic clarity, varied reinforcement, tailored messaging, the importance of transparency, setting clear expectations, interactive training techniques, and crisis communication preparedness. Learn how these principles can enhance your professional interactions and build a more resilient, informed culture within your organization. Highlights include: Exploring Sherlock Holmes’ Communication Lessons Forensic Clarity in Communication The Power of Repetition and Reinforcement Tailoring Messages for Different Audiences Building Trust Through Transparency Setting Clear Expectations Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels: Data Analytics from The Sign of Four (00:22:33)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Throughout this season, Tom will explore each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We continue our four-episode series on the second novel, The Sign of Four, by reviewing how Holmes uses data analytics and pattern recognition in this story. Timothy and Fiona had so much fun last week that they are back to explore how the methods of the fictional detective Sherlock Holmes can be applied to modern compliance work. By examining the principles from ‘The Sign of Four,’ they take a deep dive into five key lessons that can sharpen the skills of compliance professionals today: the art of discernment, establishing baselines, contextual analysis of data, leveraging technology, and continuous refinement and learning. Their discussion highlights how these timeless analytical approaches, when amplified by modern technology, provide a robust framework for dealing with complex and rapidly changing compliance landscapes. Highlights include: Applying Holmes’ Methods to Compliance Analytics Lesson 1: The Art of Discernment Lesson 2: Establishing Baselines Lesson 3: Contextual Analysis of Data Lesson 4: Leveraging Technology and Tools Lesson 5: Continuous Refinement and Learning Conclusion: Balancing Timeless Principles with Modern Adaptability Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Sign of Four - Applying Sherlock Holmes’ Methods to Modern Corporate Compliance (00:14:59)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over the course of this season, Tom Fox will take a deep dive into each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We continue our four-episode series on the second novel, The Sign of Four, by reviewing how Holmes’ investigative techniques can be applied to enhance corporate compliance efforts. We unpack five key lessons, including methodical investigation, clear communication, understanding human behavior, constant vigilance, and unwavering integrity. By adopting these principles, organizations can enhance transparency and proactive risk management, ultimately safeguarding their reputation and ethical standing. Highlights include: Lesson 1: Methodical Investigation and Attention to Detail Lesson 2: The Importance of Clear Communication Lesson 3: Understanding Human Behavior Lesson 4: Vigilance Against Complacency Lesson 5: Integrity and Ethical Fortitude Conclusion: Applying Holmes’ Principles to Modern Compliance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - The Sign of Four, Introduction and Compliance Lessons Learned (00:19:40)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Throughout this season, Tom will explore each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For our second offering this season, we begin with The Sign of Four. In this Part 1 of our four-part exploration, we dive into the synopsis of the story and extract five key compliance lessons: (1) Methodical investigation and attention to detail, (2) The importance of clear and open communication, (3) Understanding human behavior, (4) Vigilance against complacency, and (5) Integrity and ethical fortitude. These lessons underline the timeless relevance of Sherlock Holmes’ methods for modern compliance professionals. Tune in for an engaging blend of classic literature and practical compliance insights. Highlights include: Deep Dive into ‘The Sign of Four’ Key Compliance Lessons from ‘The Sign of Four’ Methodical Investigation and Attention to Detail Clear and Open Communication Understanding Human Behavior Vigilance Against Complacency Integrity and Ethical Fortitude Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - Business Lessons from A Study in Scarlet (00:15:54)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season, Tom will deeply dive into each novel over a four-part series. The four novels he will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. Tom begins with A Study in Scarlet for our new season’s first offering. In Part 4, we deeply dive into the business lessons compliance professionals can learn from the story. Key takeaways include cultivating diversified skill sets, fostering a trust-based culture, valuing objective feedback, integrating emotional intelligence, and optimizing structured communications. These principles are explored in depth to provide actionable strategies for compliance professionals. The episode concludes a special four-part series on the novel with an invitation to join the next series on ‘The Sign of Four.’ Highlights include: Deep Dive into ‘A Study in Scarlet’ Business Lessons from Sherlock Holmes Integrating Holmes’ Wisdom into Compliance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- Investigate Lessons from A Study in Scarlet (00:12:55)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Throughout this season, Tom will thoroughly explore each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We begin with A Study in Scarlet for our new season’s first offering. In Part 3, Tom deeply dives into the investigative lessons learned from the story. When Sir Arthur Conan Doyle introduced the world to Sherlock Holmes in A Study in Scarlet, he didn’t just give us the greatest fictional detective of all time—he gave compliance professionals a master class in investigative methods. Through his cool logic, careful observation, and constant search for the truth, Holmes modeled what every corporate investigator should aspire to emulate. From his crime scene analysis to using deceptive tactics to expose a suspect, Holmes’s first published case offers lessons relevant to modern compliance programs, especially when dealing with internal investigations, whistleblower reports, and root cause analysis. Here are five enduring investigative lessons, grounded in the facts of A Study in Scarlet, that today’s compliance professionals can apply in their work. Highlights include: Let the Evidence Speak First—Not the Theory Small Clues Are Often the Most Telling Reconstruct the Incident with Logic and Imagination Use Deception Strategically to Draw Out the Truth Motive Often Lies in the Past—Not Just in the Present Crime Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - A Study in Scarlet, Dr. Watson (00:21:23)
In this new season of Adventures in Compliance, host Tom Fox will dive deep into the Sherlock Holmes novels. Over this season, Tom will do so in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We begin with A Study in Scarlet for our first offering this new season. In Part 2, Tom will take a deep dive into Dr. Watson, how he and Holmes met, and Watson’s contributions to their partnership and consider Watson’s professional training as a doctor, his war services and injuries during the Second Anglo-Afghan War, and his return to England, all leading to his initial introduction to Holmes by their mutual acquaintance Stamford. Watson’s involvement in the case helps Holmes move beyond isolated brilliance to true investigative mastery. In compliance, pairing sharp analytic talent with professionals rooted in operational or practical experience often yields the strongest compliance strategies. Highlights include: Diversified Skill Sets Trust Encourages Innovation Objective Feedback Sharpens Analysis Emotional Intelligence Deepens Understanding Structured Communication Improves Decision-Making Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Novels - A Study in Scarlet, Introduction to Compliance Lessons (00:14:16)
In this new season of Adventures in Compliance, host Tom Fox will explore the Sherlock Holmes novels in depth. Over the course of this season, Tom will do so in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For our first offering this season, we begin with A Study in Scarlet. In part 1 of our four-part exploration of this novel, which introduced Sherlock Holmes and Dr. Watson to the world. We begin by summarizing the novel’s plot, which dsummarizeiscusses key events and Holmes’ brilliant deductive methods. We then take a deep dive into five critical compliance lessons from the story, including the dangers of institutional abuse of power, the imperative for structured justice, the necessity of root cause analysis, due diligence, and transparent communication within organizations. Join us for an engaging episode that underscores the relevance of Sherlock Holmes’ investigative strategies to modern compliance practices. Highlights include: Welcome to a New Season of Adventures in Compliance The Summary of and a Deep Dive into ‘A Study in Scarlet’ Ethical Lessons for Compliance Professionals Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- Compliance Lessons from The Adventure of Shoscombe Old Place (00:11:43)
In this episode of the award-winning podcast ‘Adventures in Compliance,’ host Tom Fox dives into the compliance lessons from the Sherlock Holmes story ‘The Adventure of Shoscombe Old Place.’ This story, the final Sherlock Holmes short story collection, ‘The Case-Book of Sherlock Holmes’ by Sir Arthur Conan Doyle, provides rich insights into business ethics, investigative strategies, and leadership. The plot revolves around the suspicious activities at Shoscombe Old Place, a racing stable where Sir Robert Norberton engages in a series of questionable actions to save himself from financial ruin. Key compliance takeaways include the importance of due diligence, awareness of hidden vulnerabilities, and balancing trust with verification. Tom Fox translates these elements into contemporary corporate compliance lessons, urging listeners to maintain vigilance and skepticism, conduct thorough audits, and foster a culture of ethical behavior and proactive remediation. Key highlights: Compliance Lessons from The Adventure of Shoscombe Old Place Holmes’ Investigation Unfolds Unveiling the Truth Resources: The New Annotated Sherlock Holmes Connect with Tom Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger (00:13:26)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story The Adventure of the Veiled Lodger. Tom emphasizes the importance of fairness and transparency in compliance investigations, accountability without retaliation, encouraging whistleblowers, and addressing systemic failures. The episode also highlights how ethics and compliance must be ingrained in corporate culture, reflecting principles from the Department of Justice’s 2020 and 2024 updates to the Evaluation of Corporate Compliance Programs. Through Holmes’ empathetic approach, compliance professionals can learn the importance of contextual investigations and the pursuit of institutional justice. Fox invites Sherlock Holmes enthusiasts to engage in discussions about the stories and underscores the role of compliance in fostering a fair and ethical workplace. Highlights Include The Story of the Veiled Lodger Lessons on Institutional Justice and Fairness Lessons for CCOs Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Case-Book of Sherlock Holmes: Leadership Lessons from ‘The Adventure of the Retired Colourman’ (00:13:05)
In this new season of Adventures in Compliance, host Tom Fox delves into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. This episode considers the story The Adventure of the Retired Colourman. Tom uses this story to delve into critical business ethics topics, such as due diligence, ethical leadership, delegation, adaptability, and risk management. He highlights how Holmes’ methodical approach to uncovering deception can guide modern executives in navigating the complexities of corporate compliance. Listeners will gain insights into the importance of thorough investigation, transparency, effective delegation, and continuous adaptability in their leadership roles. Highlights include: Summary of ‘The Adventure of the Retired Colourman’ Business Ethics Lessons from Sherlock Holmes Understand risk and its mitigation Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- Compliance Lessons from ‘The Adventure of the Lion’s Mane’ (00:13:05)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider a story more from the Natural World, The Adventure of the Lion’s Mane. In this episode, Tom dives into ‘The Adventure of the Lion’s Mane,’ a lesser-known Holmes tale set in Holmes’ retirement on Sussex Beach. The story includes a mysterious and agonizing death of a science master, initially suspected to be a murder but revealed to be caused by a lion’s mane jellyfish. This episode draws crucial compliance lessons from the narrative, such as the importance of root cause analysis, adaptability in new roles, vigilance on external risks, methodical investigations, and effective communication. We show how Sherlockian deduction parallels the skills needed for compliance professionals to address unseen threats, adapt to dynamic environments, and ensure meticulous documentation. Tom encourages compliance officers to emulate Holmes’ analytical rigor to build robust programs tackling unexpected challenges. Highlights include: Unraveling the Mystery Compliance Lessons from The Adventure of the Lion’s Mane Holmes’ Investigative Techniques Understanding External Risks Effective Investigation Strategies The Importance of Communication Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Case-Book of Sherlock Holmes - Business Ethics Lessons in ‘The Adventure of the Blanched Soldier (00:15:48)
In this new season of Adventures in Compliance, host Tom Fox delves into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider another lesser-known of all the Holmes stories, The Adventure of the Blanched Soldier. As part of ‘The Casebook of Sherlock Holmes,’ this episode examines business ethics and the ethical leadership of a corporate compliance function. The story offers a unique, Holmes-centric narrative that provides compelling lessons for compliance professionals and business leaders. This story, told from Holmes’ perspective, delves into themes of trust, transparency, and the consequences of concealing the truth—principles central to ethical business practices. The Adventure of the Blanched Soldier reminds us that secrecy, fear, and miscommunication often compound ethical dilemmas. For compliance professionals, the story serves as a case study of the importance of transparency, compassion, and thorough investigation. By applying these lessons, businesses can build a culture of trust and accountability that stands the test of scrutiny—whether from Holmes or the Department of Justice. Highlights include: Introduction to The Adventure of the Blanched Soldier Transparency in Compliance Institutional Justice and Institutional Fairness A Second Set of Eyes Rebuilding Trust Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Case-Book of Sherlock Holmes-Culture Lessons in ‘The Adventure of the Three Garridebs’ (00:13:27)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider perhaps my least favorite work of all the Holmes stories, The Adventure of the 3 Garridebs. In this story, we explore the adventure of the Three Garridebs to highlight the significance of critical ethical decision-making, transparency, and vigilance in building a resilient corporate culture. Holmes’ ability to cut through deception is a powerful example, emphasizing these principles’ vital role in maintaining integrity and trust within an organization. Listeners will learn how these cornerstones can be applied to foster a robust and compliant corporate environment. Highlights include: The Three Garridebs Ethical lessons from the story How Sherlock Holmes instructs corporate culture Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the entire 3-book series, The Compliance Kids, on Amazon.com. For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Case-Book of Sherlock Holmes - Compliance Lessons from The Adventure of the Three Gables (00:16:52)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider one of the lesser-known of all the Holmes stories, The Adventure of the Three Gables. In this episode, we investigate the Sherlock Holmes short story ‘The Three Gables’ to uncover crucial compliance lessons. As part of ‘The Casebook of Sherlock Holmes,’ this episode examines ethical leadership, transparency, third-party risk management, whistleblower protections, reputation management, and root cause analysis through the lens of this lesser-known tale. The story of crime and manipulation serves as a reminder of the importance of integrity and accountability in business ethics. Check out the parallels between Sherlock Holmes’ investigative techniques and modern compliance practices and learn how these timeless lessons can strengthen organizational culture and mitigate risks. Highlights include: Introduction to The Three Gables Unpacking Compliance Lessons Ethical Leadership and Transparency Third-Party Risk Management Whistleblower Protections and Reputation Management Root Cause Analysis and Final Thoughts Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Case-Book of Sherlock Holmes – Compliance Leadership Lessons in ‘The Adventure of the Sussex Vampire’ (00:16:00)
In this new season of Adventures in Compliance, host Tom Fox delves into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. This episode considers the short story, The Adventure of the Sussex Vampire. In this story, Sherlock Holmes investigates a case involving a master jewel thief and Holmes’s investigative techniques. This story provides several valuable leadership lessons for the 21st-century compliance professional. Tom examines Conan Doyle’s short story through the lens of business ethics and corporate compliance. The tale, which initially suggests a supernatural element, is revealed to be a case of jealousy and attempted murder using poison darts. Fox draws several compliance lessons from Holmes’ approach: avoiding hasty conclusions, valuing investigation integrity, adopting holistic views, and maintaining clarity in communication. This episode is packed with insights for compliance professionals navigating complex ethical landscapes. Highlights include: The Sussex Vampire Story Unfolds Business Leadership Lessons from the Sussex Vampire Enhancing Compliance Leadership. Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the full 3-book series, The Compliance Kids, on Amazon.com. For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The CaseBook of Sherlock Holmes - Leadership Lessons from The Illustrious Client (00:14:32)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story, The Adventure of the Illustrious Client, and the leadership lessons from the compliance professional that can be found in the story. In this episode, we delve into the Sherlock Holmes story ‘The Illustrious Client,’ where Holmes and Watson aid Sir James Damery in rescuing General de Merville’s daughter, Violet, from the clutches of the dangerous Baron Gruner. The story unfolds with Holmes’s meticulous strategy to expose the Baron’s true nature, culminating in dramatic action and revealing leadership lessons for compliance professionals. Key leadership lessons include persistence in pursuing justice, strategic collaboration, deep contextual knowledge, risk mitigation, integrity and courage, adaptable tactics, and leveraging transparency to combat deception. These insights showcase how ethical behavior and accountability can be fostered in an organization. Highlights include: Holmes’ Strategy and Allies Leadership Lessons from Holmes Strategic Collaboration Risk Awareness and Mitigation Leveraging Transparency Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the full 3-book series, The Compliance Kids, on Amazon.com. For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox. Connect with Tom Fox: Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
- The Case-Book of Sherlock Holmes - Unveiling Compliance Lessons in The Problem of Thor Bridge (00:11:40)
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story The Problem of Thor Bridge. In this story, Sherlock Holmes investigates a case involving a master jewel thief and Holmes’s investigative techniques. This story is valuable for the 21st-century compliance professional by drawing parallels between Holmes’ investigative methodologies and contemporary compliance practices. In this episode of ‘Adventures in Compliance,’ Tom Fox kicks off a new season by delving into the final collection of Sherlock Holmes stories, ‘The Casebook of Sherlock Holmes.’ This episode focuses on the importance of questioning assumptions, meticulous documentation, objectivity in investigations, and the use of data-driven insights. Additionally, Fox emphasizes fostering a culture that encourages employee whistleblowing and continuous improvement in compliance programs. Sponsored by Ethico, the episode also highlights tools and resources for enhancing compliance leadership. Highlights include: The Problem of Thor Bridge Investigative Lessons from Sherlock Holmes Key Principles for Compliance Professionals The Importance of Documentation and Technology Fostering a Speak-Up Culture Proactive Compliance and Continuous Learning Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the full 3-book series, The Compliance Kids, on Amazon.com. For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices